注册国际投资分析师考试大纲(2008年版)
来源 :中华考试网 2016-01-12
中| 考试大纲(2008年09月) | Complete Exam Syllabus ACIIA: September 2008 |
| 目录（译文仅供参考） | Contents |
| 第一部分 | Part 1 |
| 投资组合管理 | Portfolio Management |
| 现代投资组合理论 | Modern Portfolio Theory |
| 风险/收益框架 | The Risk/Return Framework |
| 有效市场假说 | Efficient Market Hypothesis |
| 投资组合理论 | Portfolio Theory |
| 资本资产定价模型（CAPM） | Capital Asset Pricing Model(CAPM) |
| 套利定价理论 | Arbitrage Pricing Theory |
| 投资政策 | Investment Policy |
| 投资目标 | Investment Objectives |
| 资产配置 | Asset Allocation |
| 资产配置概述 | Asset Allocation Overview |
| 资产配置类型 | Type of Asset Allocation |
| 资产负债-分析与管理 | Asset Liability-Analysis and Management |
| 负债建模 | Modelling Liabilities |
| 注资比率 | Funding Ratios |
| 综合优化 | Integrated Optimization |
| 结果解释 | Interpretation of Results |
| 编辑与实施 | Dynamics and Implementation |
| 投资组合管理实务 | Practical Portfolio Management |
| 股票组合管理 | Managing an Equity Portfolio |
| 衍生工具在投资组合管理中的应用 | Derivatives in Portfolio Management |
| 房地产组合管理 | Managing a Property Portfolio |
| 另类资产/私人资本 | Alternative Assets/Private Capital |
| 国际投资 | International Investments |
| 绩效度量 | Performance Measurement |
| 绩效度量与评价 | Performance Measurement and Evaluations |
| 投资机构管理 | Management of Investment Institutions |
| 评估和挑选投资经理 | Assessing and Choosing Managers |
| 第二部分 | Part 2 |
| 股票估值与分析 | Equity Valuation and Analysis |
| 股票市场及其构成 | Equity Markets and Structures |
| 洞察产业生命周期 | Understanding the Industry Life Cycle |
| 行业分析及行业内上市公司分析 | Analyzing the Industry Sector and its Constituent Companies |
| 了解公司 | Understanding the Company |
| 普通股的估值模型 | Valuation Model of Common Stock |
| 第三部分 | Part 3 |
| 债券的估值与分析 | Bond Valuation and Analysis |
| 金融市场与工具 | Financial Markets and Instruments |
| 固定收益证券：公司债券与政府债券 | Fixed Income: Corporate and Government |
| 金融市场与工具 | Financial Markets and Instruments |
| 货币的时间价值 | Time Value of Money |
| 债券收益率指示 | Bond Yield Measures |
| 利率期限结构 | Term Structure of Interest Rates |
| 债券价格分析 | Bond Price Analysis |
| 风险度量 | Risk Measurement |
| 信用风险 | Credit risk |
| 附认股权证的债券 | Bonds with Warrants |
| 投资属性 | Investment Characteristics |
| 认股权证的价值 | Value of Warrants |
| 可转换债券 | Convertible Bonds |
| 投资属性 | Investment Characteristics |
| 转换特性之价值 | Value of Conversion Benefits |
| 可赎回债券 | Callable Bonds |
| 投资属性 | Investment Characteristics |
| 估值与久期（期限） | Valuation and Duration |
| 浮动利率票据 | Floating Rate Notes |
| 投资属性及其分类 | Investment Characteristics and Types |
| 估值方法 | Valuation Method |
| 按揭支持证券 | Mortgage-Backed Securities |
| 按揭贷款分类 | Types of Mortgages |
| 有价证券的分类 | Types of Securities |
| 影响市场价格的因素 | Factors Affecting Market Price |
| 估值方法论 | Valuation Methodologies |
| 固定收益证券组合管理策略 | Fixed Income Portfolio Management Strategies |
| 积极管理 | Active Management |
| 消极管理 | Passive Management |
| 基于因素模型构造的投资组合 | Portfolio Construction based on a Factor Model |
| 计算套期比率：修正久期法 | Computing the Hedge Ratio: the Modified Duration Method |
| 第四部分 | Part 4 |
| 衍生产品估值与分析 | Derivative Valuation and Analysis |
| 金融市场与工具 | Financial Markets and Instruments |
| 衍生产品市场 | Derivatives Markets |
| 期货市场 | Futures Markets |
| 相关金融市场 | Related Markets |
| 衍生产品与其他金融产品分析 | Analysis of Derivative and other Products |
| 期货 | Futures |
| 期权 | Options |
| 资产支持证券 | Asset-backed Securities |
| 第五部分 | Part 5 |
| 公司财务 | Corporate Finance |
| 公司财务基础 | Fundamentals of Corporate Finance |
| 公司财务的目标 | Goals of Corporate Finance |
| 财务职能与企业的目标 | The Finance Function and the Firm’s Objectives |
| 财务经理的职责 | Role of Financial Managers |
| 估值原则 | Principles of Valuation |
| 贴现现金流 | Discounted Cash Flows |
| 资本预算 | Capital Budgeting |
| 长期融资决策 | Long-Term Finance Decision |
| 投资决策 | Investment Decision |
| 项目评估 | Project Evaluation |
| 清算与重组 | Liquidation and Reorganization |
| 短期融资决策 | Short-Term Finance Decision |
| 短期融资 | Short-Term Financing |
| 现金管理 | Cash Management |
| 短期信贷 | Short-Term Lending and Borrowing |
| 第六部分 | Part 6 |
| 财务会计与财务报表分析 | Financial Accounting and Financial Statement Analysis |
| 财务报告环境 | Financial Reporting Environment |
| 商业活动和主要财务报表 | Business Activities and Principal Financial Statements |
| 财务报表的应用 | Financial Reporting Issues |
| 财务报表编制与列报框架 | Framework for the Preparation and Presentation of Financial Statements |
| 现金流量表 | Statement of Cash Flows |
| 现金流量表的基本原理 | Rationale for the Statement of Cash Flows |
| 收入流和现金流的关系 | Relation between Income Flows and Cash Flows |
| 公认会计原则：收入确认 | Generally Accepted Accounting Principles: Income Recognition |
| 权责发生制 | Accrual Basis |
| 公认会计原则：资产、负债和所有者权益 | Generally Accepted Accounting Principles: Assets, Liabilities and Shareholders Equities |
| 资产：确认、计量和分类 | Assets: Recognition, Valuation and Classification |
| 负债 | Liabilities |
| 所有者权益 | Shareholders’ Equities |
| 企业合并 | Business Combination |
| 兼并和收购 | Mergers and Acquisitions |
| 合并财务报表 | Consolidated Financial Statements |
| 外币业务 | Foreign Currency Transactions |
| 外币业务 | Foreign Currency Transaction |
| 海外业务的财务报表 | Financial Statements of Foreign Operations |
| 财务报告和财务报表分析 | Financial Reporting and Financial Statement Analysis |
| 利润与现金流 | Income Flow vs Cash Flow |
| 利润的质量和利润管理 | Quality of Earning, Earnings Management |
| 每股收益 | Earnings per Share |
| 分部报告 | Segment Reporting |
| 中期报告 | Interim Financial Statements |
| 深入了解财务报表的分析性工具 | Analytical Tools for Gaining Financial Statement Insights |
| 资产负债表 | Balance Sheet |
| 损益表 | Income Statement |
| 评估盈利性和风险的分析工具 | Analytical Tools for Assessing Profitability and Risk |
| 盈利性分析 | Profitability Analysis |
| 风险分析 | Risk Analysis |
| 盈亏平衡分析 | Break-even Analysis |
| 预计财务报表 | Pro Forma Financial Statements |
| 第七部分 | Part 7 |
| 经济学 | Economics |
| 宏观经济学 | Macroeconomics |
| 国民收入和物价水平的衡量 | Measuring National Income and Price |
| 实际市场均衡 | Equilibrium in the Real Market |
| 货币市场均衡 | Equilibrium in the Money Market |
| 经济均衡和总需求 | Equilibrium in Economy and Aggregate Demand |
| 总供给与决定产品/服务价格的因素 | Aggregate Suppy and Determination of Price of Goods/Services |
| 动态宏观经济学 | Macro Dynamics |
| 通货膨胀 | Inflation |
| 经济增长 | Economic Growth |
| 商业周期 | Business Cycles |
| 国际经济与外汇市场 | International Economy and Foreign Exchange Market |
| 开放体系下的宏观经济学 | Open Macroeconomics |
| 汇率 | Foreign Exchange Rate |
| 中央银行和货币政策 | Central Bank and Monetary Policy |